De-risking in the era of transparency
January 28, 2020
The issue of data protection and privacy was, until recently, a conversation confined to a specific group of people within an organisation. Unless you were an IT consultant or a corporate lawyer
Feeling the way through FICA
January 15, 2020
As things currently stand, providers of short-term insurance are not deemed accountable institutions. Discussions are in progress within the corridors of the Financial Intelligence Centre (FIC)
Get your MI right and your TCF will follow
November 12, 2019
Not just a nice to have, the principles of TCF (Treating Customers Fairly) require FSPs (financial services providers) to make fundamental changes to how their businesses operate,
How to regulate cryptocurrency: commodity, currency or security?
September 26, 2019
Anyone buying cryptocurrency should not only learn as much as they can about the crypto world, but they must also arm themselves with information about how cryptocurrencies are currently viewed by regulators.
with forethought, introspection and planning, CPD compliance is not only attainable but also represents a powerful tool to achieve personal and professional transformation. This is according to Jean Archary, Head of
Compliance challenges for Insurers
August 30, 2019
Insurers across the country currently face major challenges as they attempt to adapt to the latest updates to the Policy Protection Rules (PPR), which are being enforced by the Financial Sector Conduct Authority (FSCA).
The deadline may have been extended to earn required Continuous Professional Development (CPD) hours but for those in financial services who are behind in earning theirs, it is
Join Compli-Serve SA’s event on the Conduct of Financial Institutions Bill (COFI), FIC Amendment Act and the Fintech Impact on Financial Services.
