Win with COVER & Emperor Asset Management

Financial Planning

Group Compliance and Audit Manager vacancy

Company: Halfway Group Holdings

Region: KZN

Contact name: Cobus du Plessis

Contact number: 039 978 7561 / 079 543 4441

Closing date: 27 November 2020

Contact Email:


We are looking for a person with 10 years’ experience in compliance / audit and with at least 5 years’ at senior management, with a proven track record of leading divisional / organisational excellence. The purpose of this role is to lead the group in terms of excellence in financial and non-financial compliance and audit across all business units. This person will be responsible for the strategic integration and management of the compliance-, audit- and risk management, ensure the development and implementation of systems and processes, monitoring, financial management, key-stakeholder engagement, and developing great people and empowered teams.

Job Specification:

  • Develop a strategic annual budget
  • Manage the organisation, as per the approved annual budget
  • Ensure effective internal and external key-stakeholder engagements:
  • Ensure continuous improvement in terms business units’ customer satisfaction
  • Participate at MANCO level in setting an appropriate and integrated divisional tactical strategy
  • Design and implement an integrated Tactical Strategy for the compliance division, to ensure that the portfolio is executed
  • Oversee and ensure the development and implementation of the division’s Operational Plan
  • Ensure monthly MANCO reporting, including measurements, on the actual performance against the approved Tactical Strategy
  • Ensure the implementation and management of standardised processes within the compliance division
  • Ensure seamless and ongoing integration of workflow within the compliance division and between the business units
  • Ensure that the development of measurements to identify gaps in their processes, conduct root cause analysis of the gaps, propose agreed countermeasures, action plans are drafted and close-out the identified gaps
  • Accountable to keep abreast of all applicable regulatory, legislative, and industry requirements to consult, inform, update and lead the business units
  • Accountable for adherence to all relevant regulatory, legislative and industry requirements, policies and procedures
  • Accountable for the close-out of all relevant audit findings and assist business units with the close-out of all identified operational compliance 
  • Accountable to lead excellence in Financial Services & Non-Financial Services’ operational compliance


  • Willing to travel and relocate to KZN
  • SA Citizen
  • Valid driver’s license
  • A systematic, process and detail-oriented and team attitude
  • ITC Track Record
  • Relevant degree / qualification
  • Working knowledge of identified regulatory and legislative compliance
  • Minimum 5 years’ relevant management experience

Related posts
Financial Planning

Your greatest asset is your ability to earn an income - protect it

Financial Planning

It’s about more than just a Will

EventsFinancial Planning

Live your today and plan your tomorrow this Financial Planning Week

Financial Planning

Metropolitan GetUp launches Atom